We are experiencing sustained growth through acquisition and require two additional Compliance Analysts to work as part of our Risk and Compliance team reporting into the Compliance Assurance Manager. We are a leading 3rd party Mortgage Servicing company specialising in the buy to let mortgage sector offering a Mon to Fri 9 am to 5pm working week, competitive salary plus bonus up to 15% of salary and a full benefits package plus 25 days holiday.
The Compliance Analysts will assist the Compliance Assurance Manager in providing oversight of Compliance activity across the three divisions of the business. Providing assurance that outsourced servicing operations adhere to legislative, regulatory requirements and provide appropriate assistance. Responsible for undertaking Compliance Monitoring Reviews and quality assurance checks across the regulated mortgage businesses.
Carrying out monitoring tasks as detailed in the annual Compliance Monitoring Plan to the prescribed format and timelines
Liaising with other business areas over scheduled Compliance Monitoring Reviews.
Carrying out second line quality assurance reviews and communicating any non-compliance, risk or concerns to the Compliance Assurance Manager.
Assisting in the resolution of compliance and/or quality assurance problems to completion with the relevant business area.
Maintaining a strong audit trail of observations made, conclusions reached and management responses.
Producing clear, intelligible Compliance Monitoring Review reports with minimal drafting errors.
Contributing to the provision of feedback on Compliance Monitoring Reviews and quality assurance checks to other areas of the business.
Producing MI relating to the completion of CMRs and the status of outstanding recommendations from previous CMRs.
Undertaking verbal and written communication with regulators, auditors, lawyers and other third parties under the direction of the Compliance Assurance Manager.
Supporting the Compliance Assurance Manager in monitoring and managing internal data protection activities including oversight of processes for complying with Data Subject Rights requests and data breaches.
Collating and investigating data breaches, making recommendations whether or not they should be reported to the ICO.
Providing technical Compliance advice to the business under the guidance of the Compliance Assurance Manager.
Supporting the Head of Compliance in maintaining an effective second line of defence over business activities, including by providing technical advice on compliance related matters where required, by maintaining logs of regulatory correspondence, and by undertaking other ad hoc tasks as required.
Working with relevant business functions to ensure compliance control recommendations are implemented on time, to a high standard to mitigate compliance risk. Under the direction of the Compliance Assurance Manager, ensuring that regulatory changes are being logged and, where appropriate, tracked to completion.
To be successful as one of our Compliance Analysts you should have previous mortgage industry experience and strong excel skills due to the level of analytical reporting involved in the roles. Experience of compliance monitoring and the ability to prioritise and present findings in a clear and structured manner, both verbally and in writing. With the ability to identify trends from seemingly unrelated facts.
In return we can offer a generous salary plus bonus, 35 hour working week, 25 days holiday, full benefits package and on site parking plus the opportunity to further your career within the business. This is an excellent opportunity to progress your mortgage career within our Risk and Compliance department with a stable and secure employer who can offer career development.
Please submit your CV asap for immediate consideration.
Salary: £30k - 35k per year + plus benefits
Contact: Emma Ganner
Telephone: 01276 605000